Neonatal sepsis is a clinical syndrome of systemic bacterial, viral, or fungal infection occurring in the first 28 days of life. It is a major cause of neonatal morbidity and mortality worldwide.
Overview
Neonatal sepsis is classified by time of onset:
- Early-onset sepsis (EOS): Occurring within 0-72 hours of birth (some definitions use <7 days)
- Late-onset sepsis (LOS): Occurring >72 hours after birth (up to 28 days, or up to 90 days in preterm infants)
Incidence:
- EOS: 0.5-2 per 1,000 live births in developed countries; higher in developing countries
- LOS: 2-6 per 1,000 live births; much higher in preterm and VLBW infants (up to 20-25%)
Mortality:
- EOS: 3-10% overall; higher in preterm infants
- LOS: 2-6% in term infants; 18-36% in preterm infants
Neonates are particularly vulnerable to sepsis due to immature immune systems and breach of physical barriers (skin, mucosa) during intensive care.
Aetiology
Early-Onset Sepsis (EOS)
Source: Vertical transmission from mother during pregnancy or delivery
Common organisms:
- Group B Streptococcus (GBS) - Streptococcus agalactiae (most common in many countries)
- Escherichia coli (most common in preterm infants, often associated with higher mortality)
- Other Gram-negative bacteria:
- Klebsiella species
- Enterobacter species
- Pseudomonas aeruginosa
- Haemophilus influenzae
- Listeria monocytogenes (less common)
- Enterococcus species
- Coagulase-negative staphylococci (CoNS)
Rare causes:
- Streptococcus pneumoniae
- Staphylococcus aureus
- Group A Streptococcus
- Anaerobes
Risk factors for EOS:
Maternal factors:
- GBS colonization (vaginal/rectal)
- Chorioamnionitis (fever, uterine tenderness, foul discharge)
- Prolonged rupture of membranes (PROM >18 hours)
- Intrapartum fever (>38°C)
- Urinary tract infection during pregnancy (especially GBS bacteriuria)
- Previous infant with GBS disease
- Sexually transmitted infections
Delivery factors:
- Prematurity (<37 weeks, especially <32 weeks)
- Prolonged labour
- Multiple vaginal examinations
- Fetal scalp electrodes or other invasive monitoring
- Instrumental delivery (forceps, vacuum)
Neonatal factors:
- Low birth weight (<2,500 g, especially <1,500 g)
- Prematurity
- Male gender (slightly higher risk)
- Multiple gestation
- Birth asphyxia
- Meconium-stained liquor (if aspirated)
Late-Onset Sepsis (LOS)
Source: Horizontal transmission from environment (nosocomial or community-acquired)
Common organisms:
Nosocomial (hospital-acquired):
- Coagulase-negative staphylococci (CoNS) - most common (often catheter-related)
- Staphylococcus aureus (including MRSA)
- Gram-negative bacteria:
- E. coli
- Klebsiella species
- Enterobacter species
- Pseudomonas aeruginosa
- Serratia species
- Enterococcus species
- Candida species (fungal sepsis, especially in VLBW infants on prolonged antibiotics)
Community-acquired:
- E. coli
- Klebsiella species
- Streptococcus pneumoniae
- Salmonella species
- Viruses: HSV, CMV, enteroviruses
- GBS (late-onset GBS disease)
Risk factors for LOS:
Prematurity-related:
- Prematurity (<32 weeks)
- Very low birth weight (<1,500 g)
- Immature immune system
- Prolonged NICU stay
Iatrogenic/invasive procedures:
- Central venous catheters (umbilical or peripherally inserted)
- Endotracheal intubation and mechanical ventilation
- Total parenteral nutrition (TPN)
- Frequent blood sampling
- Surgical procedures
- Prolonged antibiotic use (increases fungal infection risk)
Other factors:
- Overcrowding in NICU
- Poor hand hygiene practices
- Necrotising enterocolitis (NEC)
- Immunodeficiency disorders
Pathophysiology
1. Invasion:
- Organisms breach physical barriers (skin, mucosa, respiratory tract)
- In EOS: ascending infection from birth canal or transplacental transmission
- In LOS: via skin breach (lines, venepuncture), respiratory tract, or GI tract
2. Immune response:
- Neonatal immune system is immature:
- Reduced neutrophil function
- Decreased complement activity
- Impaired cell-mediated immunity
- Limited antibody production
- Overwhelming bacterial load → systemic inflammatory response
3. Septic cascade:
- Release of endotoxins and cytokines (TNF-α, IL-1, IL-6)
- Activation of coagulation cascade
- Endothelial dysfunction and increased vascular permeability
- Hypotension, poor perfusion, metabolic acidosis
- Multi-organ dysfunction
4. Complications:
- Meningitis (20-30% of GBS sepsis, 20-40% of E. coli sepsis)
- Disseminated intravascular coagulation (DIC)
- Acute respiratory distress syndrome (ARDS)
- Shock and circulatory failure
- Renal failure
- Death
Clinical Features
Neonatal sepsis is often non-specific and subtle initially.
General signs:
- Temperature instability:
- Fever (>38°C) or hypothermia (<36.5°C) - hypothermia more common in preterm
- Poor feeding
- Lethargy, reduced activity
- Irritability or high-pitched cry
- Hypotonia or hypertonia
- Mottled skin, pallor, or cyanosis
Respiratory:
- Tachypnoea (>60 breaths/min)
- Apnoea (especially in preterm)
- Grunting, flaring, retractions
- Increased oxygen requirement
- Respiratory distress or failure
Cardiovascular:
- Tachycardia (>160 bpm) or bradycardia (<100 bpm)
- Prolonged capillary refill time (>3 seconds)
- Weak pulses
- Hypotension
- Shock (cold or warm)
Gastrointestinal:
- Vomiting
- Abdominal distension
- Feeding intolerance
- Hepatomegaly
- Jaundice (especially within first 24 hours - pathological)
Neurological:
- Seizures
- Altered consciousness
- Bulging fontanelle (meningitis)
- Neck stiffness (rare in neonates, even with meningitis)
Metabolic:
- Hypoglycaemia (<2.6 mmol/L)
- Hyperglycaemia
- Metabolic acidosis
Skin:
- Petechiae or purpura
- Sclerema (hardening of skin - poor prognostic sign)
- Pustules or abscesses
- Omphalitis (umbilical inflammation)
Other:
- Bleeding (DIC)
- Oliguria (renal impairment)
Remember: The threshold for investigating sepsis in neonates should be very low due to non-specific presentation and rapid deterioration.
Investigations
Screening tests (performed early, guide initial management):
Blood tests:
- Full blood count:
- White cell count: <5 or >20 × 10⁹/L suspicious
- Absolute neutrophil count: Neutropenia (<1.5) or neutrophilia
- Immature to total neutrophil ratio (I:T ratio) >0.2 suggests sepsis
- Thrombocytopenia (<150 × 10⁹/L)
- C-reactive protein (CRP):
- Often normal in first 6-12 hours (takes time to rise)
- Repeat at 24 hours if initial suspicion high
- CRP >10 mg/L suggestive; >40 mg/L strongly suggestive
- Serial CRP useful for monitoring response to treatment
- Procalcitonin (PCT):
- May be elevated earlier than CRP
- PCT >2 ng/mL suggestive
- Useful for antibiotic stewardship (stop if low and blood cultures negative)
Blood glucose:
- Hypoglycaemia or hyperglycaemia
Blood gas:
- Metabolic acidosis (base deficit >10)
- Lactate elevation
Coagulation screen:
- If DIC suspected (prolonged PT/APTT, low fibrinogen, elevated D-dimer)
Diagnostic tests (definitive):
Cultures (MUST be done before antibiotics if possible):
- Blood culture (at least 1 mL blood) - gold standard
- May be negative in 50-70% of clinically suspected sepsis
- Takes 24-48 hours for results
- Cerebrospinal fluid (CSF) culture:
- Lumbar puncture indicated if:
- Positive blood culture
- Strong clinical suspicion of meningitis
- Seizures or neurological signs
- Clinically unstable after initial stabilization
- May defer LP if infant too unstable initially
- CSF analysis:
- Cell count, protein, glucose
- Gram stain
- Culture
- Consider PCR for HSV if suspected
- Urine culture:
- Not routine in EOS (low yield)
- Consider in LOS >72 hours (suprapubic aspirate or catheter specimen)
- Surface swabs:
- Ear, umbilicus, gastric aspirate (limited value, indicates colonization not infection)
Other microbiology:
- Viral PCR (HSV, CMV, enterovirus) if clinically indicated
- Fungal cultures if high risk (prolonged antibiotics, TPN, VLBW)
Imaging:
Chest X-ray:
- If respiratory signs present
- May show pneumonia, RDS, or other pathology
Cranial ultrasound:
- Screening for IVH, especially in preterm
- Limited for detecting meningitis (use CT/MRI if needed)
Abdominal X-ray/ultrasound:
- If abdominal distension or NEC suspected
Management
Immediate management:
1. Stabilization (ABC approach):
- Airway: Ensure patent airway, suction if needed
- Breathing: Oxygen therapy, respiratory support (CPAP, intubation if needed)
- Circulation:
- IV access (peripheral or umbilical venous catheter)
- Fluid resuscitation if shocked (10-20 mL/kg boluses of normal saline)
- Inotropes if poor response (dopamine, dobutamine)
2. Investigations:
- Blood culture, FBC, CRP, blood gas, glucose (before antibiotics)
- Lumbar puncture if stable enough
- Other investigations as indicated
3. Empirical antibiotics:
- START IMMEDIATELY after cultures taken (do not wait for results)
- Choice depends on local guidelines and epidemiology
Antibiotic regimens:
Early-Onset Sepsis:
First-line (covers GBS and Gram-negatives):
- Benzylpenicillin (Penicillin G):
- <7 days: 50,000 units/kg/dose IV every 12 hours
7 days: 50,000 units/kg/dose IV every 8 hours
- PLUS Gentamicin:
- Weight-based and age-based dosing (e.g., 4-5 mg/kg once daily)
- Monitor levels (peak and trough)
- Monitor renal function
Alternative (if penicillin allergy or local guidelines):
- Ampicillin + Gentamicin
- Cefotaxime (avoid ceftriaxone in neonates due to bilirubin displacement and risk of kernicterus)
If Listeria suspected:
- Add Ampicillin (covers Listeria better than penicillin)
If meningitis confirmed:
- Higher doses of antibiotics
- Add Cefotaxime to penicillin + gentamicin regimen
- Consider Ampicillin for Listeria coverage
Late-Onset Sepsis:
Nosocomial (hospital-acquired):
- Flucloxacillin or Vancomycin (for Staph coverage including CoNS)
- PLUS Gentamicin or Cefotaxime (for Gram-negative coverage)
- Adjust based on local resistance patterns
Community-acquired:
- Similar to EOS regimen (Penicillin/Ampicillin + Gentamicin)
Fungal sepsis (if suspected or high risk):
- Amphotericin B or Fluconazole
Duration of antibiotics:
If blood cultures negative and infant well:
- Stop antibiotics after 36-48 hours (if CRP normal or low)
- Some advocate for 5 days if strong initial clinical suspicion
If blood cultures positive:
- 10-14 days for uncomplicated sepsis
- 14-21 days for meningitis (Gram-negative may need longer)
- Guided by clinical response and CRP normalization
Supportive care:
Respiratory:
- Oxygen therapy (target SpO₂ 90-95%)
- CPAP or mechanical ventilation as needed
- Treat underlying lung pathology
Cardiovascular:
- Maintain adequate blood pressure and perfusion
- Fluid management (balance between adequate perfusion and fluid overload)
- Inotropic support if needed
Metabolic:
- Correct hypoglycaemia
- Maintain electrolyte balance
- Correct acidosis (optimize ventilation and perfusion; consider bicarbonate if severe)
Haematological:
- Blood transfusion if anaemic and symptomatic
- Platelet transfusion if severe thrombocytopenia (<20-30 × 10⁹/L or if bleeding)
- FFP, cryoprecipitate if DIC with bleeding
Nutritional:
- Enteral feeding may need to be withheld initially
- Total parenteral nutrition (TPN) if prolonged
- Resume feeds when stable
Temperature control:
- Maintain normothermia (36.5-37.5°C)
- Incubator or radiant warmer
Seizure management:
- Anticonvulsants if seizures (phenobarbital, phenytoin)
Monitoring:
- Continuous cardiorespiratory monitoring
- Regular vital signs, fluid balance
- Serial CRP (daily until downtrending)
- Repeat cultures if poor response
Complications
Acute complications:
- Meningitis (20-30% of sepsis cases)
- Septic shock
- Disseminated intravascular coagulation (DIC)
- Acute kidney injury
- Respiratory failure (ARDS)
- Necrotising enterocolitis (NEC)
- Pulmonary hypertension
- Multi-organ dysfunction syndrome (MODS)
- Death
Long-term complications:
- Neurodevelopmental impairment (especially with meningitis):
- Cerebral palsy
- Hearing loss (especially with Gram-negative meningitis)
- Visual impairment
- Developmental delay
- Epilepsy
- Intellectual disability
- Chronic lung disease (bronchopulmonary dysplasia)
- Growth impairment
Prognosis
Mortality:
- EOS: 3-10% overall (higher in preterm and with Gram-negative organisms)
- LOS: 2-6% in term; 18-36% in preterm
- Meningitis: 10-15% mortality; 20-50% neurodevelopmental sequelae
Prognostic factors (poor prognosis):
- Prematurity and low birth weight
- Gram-negative organisms (especially E. coli)
- Delayed diagnosis and treatment
- Meningitis
- Severe complications (shock, DIC, ARDS)
- Multi-organ dysfunction
Prognostic factors (good prognosis):
- Term infant
- Early recognition and treatment
- Gram-positive organisms (especially CoNS)
- Good response to initial therapy
- No meningitis or complications
Prevention
Prevention of Early-Onset Sepsis:
Antenatal:
- GBS screening: Vaginal-rectal swab at 35-37 weeks gestation
- Intrapartum antibiotic prophylaxis (IAP):
- Indicated if:
- GBS colonization detected in current pregnancy
- GBS bacteriuria during current pregnancy
- Previous infant with invasive GBS disease
- Unknown GBS status with risk factors (preterm labour <37 weeks, PROM ≥18 hours, intrapartum fever ≥38°C)
- Antibiotic: Penicillin G or Ampicillin IV (at least 4 hours before delivery)
- Treatment of maternal infections (UTI, STIs)
- Good antenatal care
Intrapartum:
- Aseptic technique during delivery
- Avoid unnecessary invasive procedures (scalp electrodes)
- Minimize prolonged rupture of membranes
Postnatal:
- Hand hygiene before handling newborn
- Delayed cord clamping (unless resuscitation needed)
- Skin-to-skin care
- Early and exclusive breastfeeding (provides passive immunity)
Prevention of Late-Onset Sepsis:
General measures:
- Strict hand hygiene (most important)
- Aseptic technique for all procedures
- Minimize invasive procedures and devices
- Remove central lines as soon as possible
- Isolation of infected infants
- Cohorting of infants by gestational age
- Adequate staffing ratios
- Environmental cleaning
Feeding:
- Breast milk (provides immunological protection)
- Donor breast milk if mother's milk unavailable
- Probiotic supplementation (may reduce NEC and sepsis in preterm - evidence evolving)
Antibiotics:
- Rational antibiotic use (avoid prolonged or unnecessary courses)
- Antimicrobial stewardship
Future directions:
- Immunoprophylaxis (GBS vaccine in development)
- Monoclonal antibodies against GBS
Neonatal Sepsis Risk Calculators
Several tools help quantify EOS risk and guide management:
Kaiser Permanente Sepsis Risk Calculator:
- Uses maternal risk factors and infant clinical presentation
- Helps identify low-risk infants who may not need antibiotics
- Reduces unnecessary antibiotic use
Other approaches:
- Risk-based algorithms
- Clinical examination-based algorithms
Use in conjunction with clinical judgment, not as sole decision-making tool.
Key Points: Neonatal sepsis is a medical emergency with non-specific presentation. Early recognition and prompt antibiotic therapy are crucial. GBS and *E. coli are the most common causes of EOS. CoNS is the most common cause of nosocomial LOS. Always perform blood cultures before starting antibiotics. Meningitis occurs in 20-30% of sepsis cases. Prevention strategies* include GBS screening, IAP, and strict hand hygiene in NICU.